Process Fundamentals¶

Never trust a computer you can't throw out a window.

—Steve Wozniak


What is a process in CBE?¶

A chemical process is a combination of steps in which starting materials are converted into desired products using equipment and conditions that facilitate that conversion.

More generally, CBEs need to think about processes that are not only chemical, but also biological and physical.

Exercise: Process examples

Write down an example of a chemical, a biological, and a physical process.

From an engineering perspective, what sorts of information might we want to know about these processes?

Some useful process terminology¶

In a batch process, an allotment of starting material is introduced into the process, and a sequence of steps to treat that material is started and finished within a certain period of time, often within the same piece of equipment. The process is then interrupted, the processed material is removed, another allotment of the starting material is introduced, and the sequence of steps is repeated. Example: materials are loaded into a reactor, a reaction is carried out in the reactor, and then the final materials are removed.

A continuous process operates without interruption in the flows and reactions of the process. The starting material enters continuously, is usually subjected to various steps by moving from one piece of equipment to another, and exits the process continuously. Example: materials continually flow into and out of a reactor, while the reaction proceeds as the material moves through the reactor.

Steady-state is a condition on any process in which none of the characteristics of interest (temperatures, flow rates, pressures, and so forth) change with time. A process that is not steady-state is termed unsteady-state, time-dependent, or transient.

steady-state is not the same as equilibrium

A system that is in a steady state remains constant over time, but that constant state requires continual work. This condition is also referred to as a system in dynamic equilibrium. Were the process maintaining the system to cease, the conditions would not remain. A system in a steady state has a higher level of energy than its surroundings. Steady state processes can be as complex as interconnected biochemical reactions or as simple as flow into and out of a system to maintain a constant volume.

A system at equilibrium is stable over time, but no energy or work is required to maintain that condition. No free energy will be entering or leaving a system in equilibrium. The system is maintained in a low free energy state that is no different from that of its surroundings.

What about products¶

A product is generally the implementation of one or more processes that provide some utility to its consumer.

What is the effect of the process scale?¶

Scale can have important impacts on CBE phenomena, processes, and products.

bacteria in flask waterwater reactors lab on a chip

Exercise: Process scaling

You have taken data on the growth of a new strain of bacteria using a bench-scale reactor.

Think about ways that this information can be used to design a reactor for (i) industrial production and (ii) a miniaturized bioanalytical device.

What factors may change as a function of scale?

Are these same factors relevant for scaling a test tube chemical reaction?

Graphically representing processes¶

  • block diagram

  • process flow diagram

  • piping and instrumentation diagram

  • other (manufacturing fishbone diagram, molecular interaction diagram, …)

Block diagram¶

Includes an overview of the process, treating processes as black boxes that are used to represent either a single equipment item or a combination of equipment items that collectively accomplish one of the principal steps in the process.


Process flow diagrams (PFDs)¶

Includes major unit operations (components), their interconnections, and sometimes state conditions (e.g., temperatures, pressures). It may also include a stream table.

Symbols used in PFDs¶

pfd symbols

Examples of simple PFDs¶

sample pfds

A PFD and the corresponding stream table¶

pfd with stream table


Piping and instrumentation diagram (P&ID)¶

Includes piping, sensors, and other instrumentation

piping and instrumentation diagram


Other useful diagrams¶

Fishbone diagram for diagnosing problems with a manufacturing process¶

fishbone diagram

Molecular interactions diagram¶

diagram of molecular interactions